Democracy as an Art of Self-Governance: Vincent Ostrom, Polycentric Order, and the Fragility of Freedom

Roberta Q. Herzberg

Mercatus Center at George Mason University

Introduction

Democracy is among the most demanding political achievements human beings have attempted to sustain. It presumes that ordinary individuals—fallible, diverse, and often in disagreement—can govern themselves without relying primarily on command, hierarchy, or coercion. It asks people to create binding commitments while remaining free, to cooperate without erasing difference, and to resolve conflict without surrendering responsibility to distant authorities.

Vincent Ostrom devoted his scholarly life to understanding whether—and under what conditions—this achievement is possible. Ostrom was not only a scholar but a craftsman of ideas—someone who believed that democratic life is a form of human artistry, something we make together and must constantly tend. It is my privilege to share my perspective on his important work with you.

Born in 1919 in Washington State, Ostrom grew up surrounded by forests, rivers, and farms. That early exposure to how people cooperated to manage shared resources—and the challenges that arose when they did not—stayed with him throughout his life. After teaching at the University of Wyoming and the University of Oregon, and later at UCLA, he found his intellectual home at Indiana University, where he and Elinor Ostrom founded the Workshop in Political Theory and Policy Analysis. Together, they built not merely a research center but a living laboratory of self-governance.

His early professional experiences helped shape the Workshop’s distinctive approach to research. At Wyoming, Vincent and his department head resigned in protest when the university president demanded that he cease his involvement in research for local and state policymakers. Vincent argued that quality research was essential for good policymaking and that, in a democracy, scholars should use their skills to ensure that public policy reflected citizen interests. This experience convinced him that the Workshop at Indiana University was exceptional: it was founded on a commitment to rigorous research that could be shared broadly and improve not only scholarly understanding but democratic functioning itself. I was privileged to share that experience as a Workshop colleague for many years—an experience that profoundly shaped my career in academe and state-level policy.

Vincent’s central intellectual project was to understand how people can govern themselves without relying entirely on distant authorities or bureaucratic hierarchies. His work does not present democracy as a stable equilibrium or a fixed constitutional formula. Instead, it treats democracy as a practice: an ongoing process

through which individuals organize relationships, craft institutions, and learn how to live together under conditions of uncertainty and diversity. And precisely because it is a practice that must be continually enacted, democracy is inherently fragile.

This essay explores Vincent Ostrom’s understanding of democracy through four interrelated themes that run throughout his work and remain central to contemporary debates in political theory and institutional analysis. First, social order in democratic societies emerges from shared beliefs and practices rather than command. Second, self-governing individuals form the foundation of democratic institutions. Third, democracy is most robust in polycentric systems rather than monocentric ones. Finally, self-governance, while powerful, is perpetually vulnerable to erosion and decay.

Together, these themes offer a theory of democracy that is at once hopeful and sobering—hopeful in its confidence in human creativity and sobering in its recognition of democracy’s ever-present risks. It is my hope that engaging with Ostrom’s contribution may help us better understand, and perhaps cope with, the divisions and challenges that face our federal system today.

If democracy is a practice rather than a fixed institutional arrangement, then its durability depends not only on formal rules, but on the deeper sources of social order that make those rules intelligible and acceptable. Before questions of institutional design or scale can be addressed, we must first ask how coordination and legitimacy arise at all in democratic societies. Vincent Ostrom’s answer begins with a rejection of command as the primary source of order and an insistence that meaning, shared understanding, and practice lie at the foundation of democratic governance.

Herzberg, Roberta Q. 2026. “Democracy as an Art of Self-Governance: Vincent Ostrom, Polycentric Order, and the Fragility of Freedom.” Markets & Society 2 (1): 14—24.

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